Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edwin? Claim Your ProfileEdwin Keith Richardson is a financial advisor with LPL Financial LLC. Edwin has been in the industry since 1992 and is licensed in Florida, Georgia, New Mexico, North Carolina, and South Carolina. Edwin also holds the Series 6, 7, and SIE licenses. Edwin is registered as an investment advisor representative (IAR) and offers advisory services such as financial planning, portfolio management for individuals and businesses, educational seminars, and selection of other advisors. Edwin has been associated with LPL Financial LLC since November 2019 and previously worked at AVANTAX INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
11/19/2019 - Present
LPL Financial LLC (CHARLOTTE NC)
NC
02/03/1992 - 11/26/2019
AVANTAX INVESTMENT SERVICES, INC. (CHARLOTTE NC)
BC
Issued 01/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/13/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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