Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edwin? Claim Your ProfileEdwin Lamberty is a financial advisor registered with Raymond James & Associates, Inc. Edwin has over 20 years of experience in the financial services industry. Edwin Lamberty is registered with the following states: Arizona, California, Colorado, Florida, Georgia, Illinois, Michigan, New Mexico, Ohio, Pennsylvania, South Carolina, Texas, Utah, and Washington. Edwin Lamberty holds the following licenses: Series 7, Series 63, Series 66, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NM
08/25/2020 - Present
Raymond James & Associates, Inc. (Albuquerque NM)
NM
02/16/2011 - 08/24/2020
WELLS FARGO CLEARING SERVICES, LLC (ALBUQUERQUE NM)
NY
01/13/2001 - 12/21/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
TX
08/25/2000 - 01/17/2001
NORTHSTAR SECURITIES, INC. (DALLAS TX)
MD
01/09/2001 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
BOTH
Issued 03/10/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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