Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edwin? Claim Your ProfileEdwin Jackson Waren is a registered representative with Wells Fargo Clearing Services, LLC, a firm with approximately $10 billion to $50 billion in assets under management. Edwin has been in the financial services industry since October 4, 2007. Edwin holds Series 7, Series 66, and SIE licenses and is registered in Colorado, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Missouri, New Mexico, New York, North Carolina, Oklahoma, South Carolina, Tennessee, Texas, Virginia, and Wisconsin. Edwin has been with Wells Fargo Advisors LLC since May 2009, and with Wells Fargo Clearing Services, LLC since November 2016. Edwin specializes in providing financial planning, pension consulting, and investment consulting services to both individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/19/2013 - Present
Wells Fargo Clearing Services, LLC (FAYETTEVILLE NC)
NC
10/05/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (FAYETTEVILLE NC)
BOTH
Issued 12/28/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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