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Edwin I Schwartz

Mischler Financial Group, Inc.

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About Edwin I Schwartz

Edwin Schwartz is a financial professional with over 15 years of experience in the financial services industry. Edwin is currently registered with Mischler Financial Group, Inc. and holds Series 3, 7, 34 and 63 licenses. Edwin has previously worked at Cantor Fitzgerald & Co. and Citigroup Global Markets Inc.

Firm Information

Edwin Schwartz is currently registered with Mischler Financial Group, Inc.. Mischler Financial Group, Inc. is a corporation formed in November 1994. It is registered with the SEC and in 48 states, providing financial services nationwide.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edwin Schwartz’s Registration & Firm History

CT

09/08/2020 - Present

Mischler Financial Group, Inc. (STAMFORD CT)

NY

11/28/2018 - 09/09/2020

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

10/07/2004 - 12/06/2016

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/22/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/19/2020

Series 34 - Retail Off-Exchange FOREX Examination

BC

Issued 12/06/2016

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2005

Series 3 - National Commodity Futures Examination

BC

Issued 10/06/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edwin I Schwartz.
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