Unclaimed
Edwin Schwartz is a financial professional with over 15 years of experience in the financial services industry. Edwin is currently registered with Mischler Financial Group, Inc. and holds Series 3, 7, 34 and 63 licenses. Edwin has previously worked at Cantor Fitzgerald & Co. and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/08/2020 - Present
Mischler Financial Group, Inc. (STAMFORD CT)
NY
11/28/2018 - 09/09/2020
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
10/07/2004 - 12/06/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 11/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2020
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 12/06/2016
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2005
Series 3 - National Commodity Futures Examination
BC
Issued 10/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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