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Edwin Hc Carr

Tradeweb Direct LLC

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About Edwin Hc Carr

Edwin Carr is a securities professional with over 20 years of experience in the financial services industry. Edwin is currently registered with Tradeweb Direct LLC in Garden City, NY. Previously, Edwin worked for TRADEWEB L.L.C, Prudential Securities Incorporated, UBS Painewebber Inc., and TD Waterhouse Investor Services, Inc. Edwin has a broad range of experience in the securities industry, including experience with both broker-dealer and investment advisor firms. Edwin holds Series 7, Series 63 and SIE licenses.

Firm Information

Edwin Carr is currently registered with Tradeweb Direct LLC. Tradeweb Direct LLC, a Limited Liability Company, was formed on November 3, 1999 and is approved in all 50 U.S. states, Puerto Rico, and the District of Columbia. The firm has one SEC registration and 52 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edwin Carr’s Registration & Firm History

NY

04/24/2014 - Present

Tradeweb Direct LLC (GARDEN CITY NY)

NY

01/07/2009 - 06/12/2014

TRADEWEB L.L.C (NEW YORK NY)

NY

08/15/2001 - 04/05/2002

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

03/12/2001 - 08/09/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NE

11/17/1999 - 11/20/2000

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 09/12/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/06/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edwin Hc Carr.
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