Unclaimed
Edwin Carr is a securities professional with over 20 years of experience in the financial services industry. Edwin is currently registered with Tradeweb Direct LLC in Garden City, NY. Previously, Edwin worked for TRADEWEB L.L.C, Prudential Securities Incorporated, UBS Painewebber Inc., and TD Waterhouse Investor Services, Inc. Edwin has a broad range of experience in the securities industry, including experience with both broker-dealer and investment advisor firms. Edwin holds Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/24/2014 - Present
Tradeweb Direct LLC (GARDEN CITY NY)
NY
01/07/2009 - 06/12/2014
TRADEWEB L.L.C (NEW YORK NY)
NY
08/15/2001 - 04/05/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
03/12/2001 - 08/09/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NE
11/17/1999 - 11/20/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 09/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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