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Edwin George Groshans

Compass Point Research & Trading, LLC

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About Edwin George Groshans

Edwin George Groshans is a registered representative with Compass Point Research & Trading, LLC. Edwin has been in the securities industry since August 14, 2003. Edwin is registered in District of Columbia, New York, and Virginia. Prior to joining Compass Point Research & Trading, LLC, Edwin worked for HEIGHT CAPITAL MARKETS, IRC SECURITIES LLC, LADENBURG THALMANN & CO. INC., FOX-PITT,KELTON INCORPORATED, MOORS & CABOT, INC., PRUDENTIAL SECURITIES INCORPORATED, and CREDIT SUISSE FIRST BOSTON CORPORATION.

Firm Information

Edwin Groshans is currently registered with Compass Point Research & Trading, LLC. Compass Point Research & Trading, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in 33 states.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edwin Groshans’s Registration & Firm History

DC

08/09/2022 - Present

Compass Point Research & Trading, LLC (WASHINGTON DC)

NY

05/09/2011 - 07/19/2022

HEIGHT CAPITAL MARKETS (NEW YORK NY)

NY

01/08/2010 - 05/28/2010

IRC SECURITIES LLC (NEW YORK NY)

NY

05/20/2009 - 01/26/2010

LADENBURG THALMANN & CO. INC. (NEW YORK NY)

NY

08/03/2004 - 03/30/2007

FOX-PITT,KELTON INCORPORATED (NEW YORK NY)

MA

03/18/2003 - 07/02/2004

MOORS & CABOT, INC. (BOSTON MA)

NY

07/19/2001 - 02/05/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

01/31/2000 - 12/08/2000

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/10/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/11/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/28/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/23/2003

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 01/28/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edwin George Groshans.
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