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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edwin? Claim Your ProfileEdwin Galindo is an investment advisor representative, currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. Edwin has been in the securities industry for over 20 years and has a broad range of experience. Edwin holds several industry licenses, including Series 7, 9, 10, 66 and SIE, as well as registrations in numerous states. Edwin specializes in providing investment advice to a wide range of clients, including individuals, high-net-worth individuals, corporations, businesses, insurance companies, charitable organizations and pension and profit-sharing plans. Edwin is dedicated to providing clients with personalized financial guidance and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/11/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN LEANDRO CA)
BOTH
Issued 09/17/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/07/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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