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Edwin Emanuel Duke

Capital Client Group, Inc.

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About Edwin Emanuel Duke

Edwin Emanuel Duke is a registered representative with Capital Client Group, Inc. Edwin has been in the securities industry for over a year. Edwin holds Series 66, Series 7TO and SIE licenses and is currently registered in California, Texas and Washington. Edwin is a licensed investment advisor representative in Texas. Edwin has worked at Capital Group / American Funds Distributors, Inc., Muay Thai Kickboxing Gym, SkyZone, Barnes Center at the Arch, FedEx, Hollister Co., Zenith Wealth Partners and Syracuse University.

Firm Information

Edwin Duke is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Edwin Duke’s Registration & Firm History

TX

06/27/2023 - Present

Capital Client Group, Inc. (SAN ANTONIO TX)

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Licenses & Designations

BOTH

Issued 06/26/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/27/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/19/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edwin Emanuel Duke.
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