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Edwin Dunn Miller

Equitable Distributors, LLC

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About Edwin Dunn Miller

Edwin Miller is a financial advisor registered in North Carolina with Equitable Distributors, LLC. Edwin has over 28 years of experience in the financial industry and holds Series 6, 7, 26 and 66 licenses. Edwin previously worked for WELLS FARGO CLEARING SERVICES, LLC, NATIONWIDE INVESTMENT SERVICES CORPORATION, NATIONWIDE ADVISORY SERVICES, INC., ENDEAVOR GROUP and PLANCO FINANCIAL SERVICES, INC.

Firm Information

Edwin Miller is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edwin Miller’s Registration & Firm History

NY

04/15/2024 - Present

Equitable Distributors, LLC (New York NY)

NC

07/22/2022 - 09/25/2023

WELLS FARGO CLEARING SERVICES, LLC (RALEIGH NC)

NC

12/20/2000 - 07/01/2021

NATIONWIDE INVESTMENT SERVICES CORPORATION (RALEIGH NC)

OH

06/03/1998 - 12/31/2000

NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)

CO

08/01/1996 - 03/26/1998

ENDEAVOR GROUP (DENVER CO)

CT

09/12/1994 - 07/11/1996

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

MO

03/21/1989 - 04/18/1990

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 08/02/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/06/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/05/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2010

Series 7 - General Securities Representative Examination

BC

Issued 09/09/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edwin Dunn Miller.
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