Unclaimed
Edwin Dominic Follosco is an investment professional with over 25 years of experience in the financial services industry. Edwin is currently registered with U.S. Bancorp Investments, Inc. Prior to joining U.S. Bancorp Investments, Inc., Edwin was a registered representative with MUFG Securities Americas Inc. Edwin has a wide range of experience in providing financial advice to individuals, corporations, and institutions. Edwin holds various professional licenses and designations, including Series 7, 63, 24, 4, 52, 53, 65, and 79. Edwin's professional focus is on providing investment advice to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
07/19/2023 - Present
U.s. Bancorp Investments, Inc. (Los Angeles CA)
NY
09/19/2018 - 12/05/2022
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
CA
03/15/2005 - 09/26/2018
UNIONBANC INVESTMENT SERVICES, LLC (LOS ANGELES CA)
CA
03/06/2003 - 03/15/2005
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
12/13/2001 - 08/07/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
TN
05/02/2001 - 08/07/2002
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
CA
05/02/2001 - 07/27/2001
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
06/05/1997 - 04/19/2001
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
IA
Issued 02/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/12/1999
Series 4 - Registered Options Principal Examination
BC
Issued 03/18/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 12/28/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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