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Edwin Clayton Keller

IRC Securities LLC

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About Edwin Clayton Keller

Edwin Clayton Keller is a securities professional with over 16 years of experience in the financial services industry. Currently registered with IRC Securities LLC in New York, Edwin has previously held positions with Drexel Hamilton, LLC, Oppenheimer & Co. Inc., and CIBC World Markets Corp. Edwin holds the Series 63, Series 7, Series 86, Series 87, and SIE licenses. Edwin is a licensed securities professional in New York.

Firm Information

Edwin Keller is currently registered with IRC Securities LLC. IRC Securities LLC is a Limited Liability Company formed in June 2008. The firm is registered in California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Ohio, Oregon, Tennessee, Texas, and Virginia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edwin Keller’s Registration & Firm History

NY

01/14/2013 - Present

IRC Securities LLC (NEW YORK NY)

NY

11/07/2011 - 01/05/2012

DREXEL HAMILTON, LLC (NEW YORK NY)

MA

01/14/2008 - 07/06/2011

OPPENHEIMER & CO. INC. (BOSTON MA)

MA

10/20/2004 - 01/14/2008

CIBC WORLD MARKETS CORP. (BOSTON MA)

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Licenses & Designations

BC

Issued 10/29/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/18/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/19/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edwin Clayton Keller.
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