Unclaimed
Edwin Clayton Keller is a securities professional with over 16 years of experience in the financial services industry. Currently registered with IRC Securities LLC in New York, Edwin has previously held positions with Drexel Hamilton, LLC, Oppenheimer & Co. Inc., and CIBC World Markets Corp. Edwin holds the Series 63, Series 7, Series 86, Series 87, and SIE licenses. Edwin is a licensed securities professional in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/14/2013 - Present
IRC Securities LLC (NEW YORK NY)
NY
11/07/2011 - 01/05/2012
DREXEL HAMILTON, LLC (NEW YORK NY)
MA
01/14/2008 - 07/06/2011
OPPENHEIMER & CO. INC. (BOSTON MA)
MA
10/20/2004 - 01/14/2008
CIBC WORLD MARKETS CORP. (BOSTON MA)
BC
Issued 10/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/18/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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