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Edwin Cho

SG Americas Securities, LLC

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About Edwin Cho

Edwin Cho has been in the financial services industry since 2002. Edwin Cho is currently registered with SG Americas Securities, LLC and is a Series 7, 9, 10, 14, 24, 55, 57TO and SIE licensed representative. Prior to joining SG Americas Securities, LLC, Edwin Cho worked at J.P. Morgan Securities LLC, UBS Securities LLC, BANC OF AMERICA SECURITIES LLC and CREDIT SUISSE FIRST BOSTON LLC. Edwin Cho is registered with the state of New York.

Firm Information

Edwin Cho is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edwin Cho’s Registration & Firm History

NY

06/02/2017 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

07/17/2012 - 05/25/2017

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

08/28/2006 - 06/18/2012

UBS SECURITIES LLC (NEW YORK NY)

NY

01/06/2004 - 08/22/2006

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

01/03/2002 - 12/12/2003

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/04/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/05/2005

Series 14 - Compliance Officer Examination

BC

Issued 11/24/2003

Series 4 - Registered Options Principal Examination

BC

Issued 12/07/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/27/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/25/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/02/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Edwin Cho.
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