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Edwin Charles Chapman

Citizens JMP Securities, LLC

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About Edwin Charles Chapman

Edwin Chapman has been in the securities industry since February 11, 2005. Edwin is currently registered with Citizens JMP Securities, LLC. Previously, Edwin was employed by BNP Paribas Securities Corp., Houlihan Lokey Capital, Inc., Cowen and Company, Nomura Securities International, Inc., Teneo Securities LLC, Global Hunter Securities, LLC, Dahlman Rose & Company, LLC, Jefferies & Company, Inc. and Calyon Securities (USA) Inc. Edwin is licensed with Series 7, Series 63, Series 79TO, and SIE. Edwin is currently registered in Ohio.

Firm Information

Edwin Chapman is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edwin Chapman’s Registration & Firm History

NY

04/12/2024 - Present

Citizens JMP Securities, LLC (NEW YORK NY)

NY

02/09/2022 - 10/31/2023

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

12/06/2017 - 01/21/2022

HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)

NY

05/31/2016 - 11/30/2017

COWEN AND COMPANY (NEW YORK NY)

NY

07/07/2014 - 06/14/2016

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

05/03/2012 - 08/14/2014

TENEO SECURITIES LLC (NEW YORK NY)

NY

01/17/2012 - 04/27/2012

GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)

NY

04/04/2011 - 11/10/2011

DAHLMAN ROSE & COMPANY, LLC (NEW YORK NY)

NY

11/29/2004 - 02/23/2011

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

04/21/2004 - 12/14/2004

CALYON SECURITIES (USA) INC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/07/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Edwin Charles Chapman.
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