Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edwin? Claim Your ProfileEdwin Castro is a financial advisor registered with Citigroup Global Markets Inc. Edwin has been working in the financial services industry since May 7, 1998. Edwin is registered to provide investment advisory services in New Jersey and New York. In addition to investment advice, Edwin offers financial planning, selection of other advisors, and asset allocation advice. Edwin has held previous positions with Chase Investment Services Corp., CITICORP INVESTMENT SERVICES, LEBENTHAL & CO., INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and CONTINENTAL BROKER-DEALER CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (New York NY)
NY
07/15/2003 - 09/25/2007
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
08/01/2000 - 07/07/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
04/11/2000 - 07/11/2000
LEBENTHAL & CO., INC. (NEW YORK NY)
NY
02/03/1999 - 02/10/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/21/1997 - 11/03/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
10/08/1997 - 12/19/1997
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BOTH
Issued 11/26/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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