Unclaimed
Edwin Horner is a registered representative with Raymond James & Associates, Inc. with over 14 years of experience in the financial services industry. Edwin has held previous positions with Truist Investment Services, Inc., BB&T Securities, LLC, NYLIFE Distributors LLC, and Davenport & Company LLC. Edwin is licensed in numerous states and holds Series 7, 63, 65, and 66 securities licenses. In addition to his primary role as a financial advisor, Edwin serves as a Trustee for Family Trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
04/22/2021 - Present
Raymond James & Associates, Inc. (VIRGINIA BEACH VA)
VA
02/17/2021 - 04/22/2021
TRUIST INVESTMENT SERVICES, INC. (VIRGINIA BEACH VA)
VA
05/01/2014 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
VA
01/16/2013 - 04/11/2014
NYLIFE DISTRIBUTORS LLC (RICHMOND VA)
VA
01/07/2006 - 07/01/2008
DAVENPORT & COMPANY LLC (RICHMOND VA)
IA
Issued 07/01/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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