Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edwin? Claim Your ProfileEdwin Archibald Dalrymple is a financial advisor with Wells Fargo Clearing Services, LLC. Edwin has been in the financial industry since April 12, 1981. Edwin has been registered with Wells Fargo Clearing Services, LLC since April 13, 2015. Edwin also holds registrations as an investment advisor representative in North Carolina and Texas. Edwin has a broad range of experience in the financial industry, having worked for several firms, including CAPFINANCIAL SECURITIES, LLC., WACHOVIA SECURITIES FINANCIAL NETWORK, LLC, CAPTRUST FINANCIAL ADVISORS, LLC, and WACHOVIA SECURITIES, INC. Edwin has also passed several securities exams, including Series 63, Series 65, Series 7, Series 8, Series 9, Series 10, Series 24, Series 53, and SIE. Edwin is a well-respected financial advisor with a strong track record of success. Edwin is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/14/2015 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
09/11/2003 - 04/14/2015
CAPFINANCIAL SECURITIES, LLC. (CHARLOTTE NC)
MO
03/15/2002 - 10/21/2003
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
NC
11/04/1996 - 04/02/2002
CAPTRUST FINANCIAL ADVISORS, LLC (CHARLOTTE NC)
NC
04/13/1981 - 03/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 06/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/23/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/30/1990
Series 24 - General Securities Principal Examination
BC
Issued 08/01/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1981
Series 5 - Interest Rate Options Examination
BC
Issued 04/14/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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