Invested Better
Unclaimed

Unclaimed

Unclaimed

Edwin Anthony Farah

Prudential Investment Management Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Edwin? Claim Your Profile

About Edwin Anthony Farah

Edwin Farah is a registered representative with Prudential Investment Management Services LLC and has been in the industry since 1994. Farah holds the Series 7 and Series 63 licenses. Edwin is registered in both New Jersey and New York. Previously, Farah was registered with Jefferies LLC, Jefferies Bache Securities, LLC, Prudential Equity Group, Inc., Lazard Freres & Co. LLC, Alliance Fund Distributors, Inc., and Waterhouse Securities, Inc.

Firm Information

Edwin Farah is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Edwin Farah’s Registration & Firm History

NJ

06/23/2016 - Present

Prudential Investment Management Services LLC (Newark NJ)

NY

11/23/2011 - 10/13/2015

JEFFERIES LLC (NEW YORK NY)

NY

01/01/2004 - 11/23/2011

JEFFERIES BACHE SECURITIES, LLC (NEW YORK NY)

NY

03/30/1999 - 01/01/2004

PRUDENTIAL EQUITY GROUP, INC. (NEW YORK NY)

NY

07/23/1996 - 03/19/1999

LAZARD FRERES & CO. LLC (NEW YORK NY)

TN

05/20/1994 - 07/19/1996

ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)

NE

03/09/1994 - 04/12/1994

WATERHOUSE SECURITIES, INC. (OMAHA NE)

Not sure if Edwin Anthony Farah is right for you?

Licenses & Designations

BC

Issued 03/18/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edwin Anthony Farah.
Not sure if Edwin Anthony Farah is right for you?