Unclaimed
Edwin Farah is a registered representative with Prudential Investment Management Services LLC and has been in the industry since 1994. Farah holds the Series 7 and Series 63 licenses. Edwin is registered in both New Jersey and New York. Previously, Farah was registered with Jefferies LLC, Jefferies Bache Securities, LLC, Prudential Equity Group, Inc., Lazard Freres & Co. LLC, Alliance Fund Distributors, Inc., and Waterhouse Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/23/2016 - Present
Prudential Investment Management Services LLC (Newark NJ)
NY
11/23/2011 - 10/13/2015
JEFFERIES LLC (NEW YORK NY)
NY
01/01/2004 - 11/23/2011
JEFFERIES BACHE SECURITIES, LLC (NEW YORK NY)
NY
03/30/1999 - 01/01/2004
PRUDENTIAL EQUITY GROUP, INC. (NEW YORK NY)
NY
07/23/1996 - 03/19/1999
LAZARD FRERES & CO. LLC (NEW YORK NY)
TN
05/20/1994 - 07/19/1996
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NE
03/09/1994 - 04/12/1994
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BC
Issued 03/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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