Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edwin? Claim Your ProfileEdwin Alan Toth is a financial professional with over 40 years of experience in the industry. Edwin is currently registered with LPL Financial LLC and has been with them since March of 2024. Previously, Edwin was with OSAIC WEALTH, INC., Sagepoint Financial, Inc., SunAmerica Securities, Inc., Citigroup Global Markets Inc., UBS Financial Services Inc., Prudential-Bache Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Edwin has a wide range of experience and holds several licenses, including Series 7, Series 63, and Series 65. Edwin is a Certified Financial Planner. Edwin's specializations include 1, 2, 3, 4, 5, and 6. Edwin's business also includes selling non-variable whole life & term life insurance, fixed annuities, and Highland Capital.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/04/2024 - Present
LPL Financial LLC (CHESHIRE CT)
CT
09/01/2023 - 03/13/2024
OSAIC WEALTH, INC. (CHESHIRE CT)
CT
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (CHESHIRE CT)
AZ
08/26/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
05/16/2003 - 08/15/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
01/04/1991 - 06/30/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
02/22/1985 - 01/08/1991
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
08/17/1981 - 02/21/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 08/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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