Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edwin? Claim Your ProfileEdwin Nunez is a financial advisor with Charles Schwab & CO., Inc., located in Beverly Hills, CA. Edwin has been in the industry since 2001. Edwin is registered to provide investment advice in 15 states, including California, New York, Texas and Florida. Edwin also holds a Series 7, Series 24, Series 63, and Series 66 licenses. Edwin previously worked at TD Ameritrade, INC. in Beverly Hills, CA. Edwin is a financial planning advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/26/2022 - Present
Charles Schwab & CO., Inc. (Beverly Hills CA)
CA
01/09/2014 - 05/29/2024
TD AMERITRADE, INC. (Beverly Hills CA)
NY
03/16/2011 - 10/22/2012
FINANCIAL PRODUCTS, LLC (NEW YORK NY)
NY
08/30/2010 - 10/21/2010
CAREY FINANCIAL, LLC (NEW YORK NY)
MA
02/25/2008 - 06/01/2009
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NJ
02/15/2005 - 02/21/2008
FRED ALGER & COMPANY, INCORPORATED (JERSEY CITY NJ)
NY
10/03/2003 - 02/09/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
01/11/2002 - 09/30/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NY
01/25/2001 - 05/16/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/11/1999 - 02/12/2001
KAUFMAN BROS., L.P. (NEW YORK NY)
NY
06/16/1998 - 10/12/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
06/16/1998 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
12/24/1997 - 04/24/1998
KAUFMAN BROS., L.P. (NEW YORK NY)
NY
10/24/1997 - 12/10/1997
D. H. BLAIR & CO., INC. (NEW YORK NY)
BOTH
Issued 06/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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