Unclaimed
Edwards Dorroh Brawley is an Investment Advisor Representative with Ameriprise Financial Services, LLC in Cary, NC. Edwards has been in the securities industry since 1982 and has a strong track record of providing financial advice to individuals, families, and businesses. Edwards holds a Series 7, Series 63, and Series 65 license and is registered in several states. Edwards specializes in providing financial planning, portfolio management, and asset allocation services. Edwards is committed to helping clients achieve their financial goals and objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
03/15/2010 - Present
Ameriprise Financial Services, LLC (Cary NC)
NC
04/23/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (RALEIGH NC)
NC
08/14/2000 - 05/13/2009
UBS FINANCIAL SERVICES INC. (RALEIGH NC)
NY
06/30/1988 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NA
06/12/1987 - 07/13/1988
THE PINNACLE GROUP, INC.
NA
06/05/1986 - 06/25/1987
THE ROBINSON-HUMPHREY COMPANY INC.
NA
10/20/1982 - 06/03/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 12/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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