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Edward Zulaica

Cetera Advisor Networks LLC

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About Edward Zulaica

Edward Zulaica is a financial advisor with Cetera Advisor Networks LLC. Edward has been in the financial services industry since 1975. Edward has held several positions at various firms, including First Financial Equity Corporation, Donahue Securities, Inc., and Heritage West Securities, Inc. Edward holds several licenses and registrations, including Series 7, Series 63, Series 24, Series 50, and Series 54. Edward is registered to offer securities in Arizona.

Firm Information

Edward Zulaica is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Zulaica’s Registration & Firm History

AZ

04/20/2022 - Present

Cetera Advisor Networks LLC (SCOTTSDALE AZ)

AZ

03/05/2001 - 04/20/2022

FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)

OH

10/31/2000 - 03/05/2001

DONAHUE SECURITIES, INC. (CINCINNATI OH)

AZ

10/01/1997 - 10/12/2000

HERITAGE WEST SECURITIES, INC. (SCOTTSDALE AZ)

AZ

03/04/1994 - 10/06/1997

W.B. MCKEE SECURITIES, INC. (SCOTTSDALE AZ)

AZ

02/07/1994 - 02/18/1994

PRINCETON AMERICAN EQUITIES CORPORATION (PHOENIX AZ)

AZ

08/27/1993 - 01/25/1994

LAWSON FINANCIAL CORPORATION (PHOENIX AZ)

CA

11/11/1991 - 07/27/1992

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NY

04/18/1989 - 07/24/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

09/05/1980 - 03/12/1986

SHEARSON LEHMAN BROTHERS INC.

NA

09/26/1978 - 09/26/1980

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

02/18/1970 - 09/26/1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

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Licenses & Designations

IA

Issued 02/26/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/03/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/10/2021

Series 54 - Municipal Advisor Principal Qualification Examination

BC

Issued 06/05/1998

Series 4 - Registered Options Principal Examination

BC

Issued 08/19/1997

Series 24 - General Securities Principal Examination

BC

Issued 06/26/1992

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/09/1970

Series 00 - General Securities Principal Examination

BC

Issued 02/06/1970

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 04/13/2022

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/1989

Series 7 - General Securities Representative Examination

BC

Issued 03/02/1983

Series 15 - Foreign Currency Options Examination

BC

Issued 03/12/1982

Series 5 - Interest Rate Options Examination

BC

Issued 09/16/1966

Series 000 - General Securities Principal Examination

BC

Issued 09/16/1966

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Edward Zulaica. Review regulatory record here.
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