Unclaimed
Edward Urban is a financial advisor with over 29 years of experience in the financial services industry. Edward is currently registered with Fidelity Distributors Co. LLC. Prior to joining Fidelity Distributors Co. LLC, Edward was registered with PYRAMIS DISTRIBUTORS CORPORATION LLC, LORD ABBETT DISTRIBUTOR LLC, RIVERSOURCE FUND DISTRIBUTORS, INC., DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION and PRUDENTIAL SECURITIES INCORPORATED. Edward holds the Series 63, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
05/12/2016 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
RI
07/05/2013 - 05/12/2016
PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)
NJ
04/23/2010 - 05/07/2013
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
NY
04/08/1998 - 04/16/2010
RIVERSOURCE FUND DISTRIBUTORS, INC. (NEW YORK NY)
NJ
04/17/1996 - 02/11/1998
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
01/11/1994 - 04/17/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/04/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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