Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward William Galvin has been in the financial services industry since February 1999. Edward is currently registered with Raymond James & Associates, Inc. and is licensed in Texas. Edward was previously registered with Morgan Stanley and UBS Financial Services Inc.. Edward has a wide range of experience in the financial services industry, including portfolio management for individuals and businesses, financial planning, and pension consulting. Edward also holds a Series 66 license and a Series 7 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
11/01/2017 - Present
Raymond James & Associates, Inc. (Boston MA)
MA
06/01/2009 - 06/03/2016
MORGAN STANLEY (BOSTON MA)
MA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
MA
02/23/2007 - 04/02/2007
MORGAN STANLEY DW INC. (BOSTON MA)
MA
09/02/2005 - 03/07/2007
UBS FINANCIAL SERVICES INC. (BOSTON MA)
NE
02/09/1999 - 09/15/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 06/24/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/15/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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