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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Wiederspiel is a financial advisor currently working with UBS Financial Services Inc. based in CHARLOTTE, NC. Edward has been a registered financial advisor since 1999 and is also a registered investment advisor with the state of North Carolina. Prior to UBS, Edward was an advisor with WELLS FARGO ADVISORS, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MADISON PROPRIETARY TRADING GROUP, LLC, THE GRISWOLD COMPANY, INCORPORATED and CIBC WORLD MARKETS CORP.. Edward has a broad base of experience in the industry and has extensive knowledge of the investment market. Edward can assist with a variety of financial needs, including financial planning, portfolio management and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
05/28/2014 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
NC
11/23/2010 - 05/19/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NY
04/15/2009 - 08/03/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIDDLETOWN NY)
NY
03/23/2007 - 11/15/2007
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
NY
01/13/2000 - 03/12/2007
THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)
NY
08/12/1999 - 01/10/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BOTH
Issued 04/08/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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