linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Edward Werner Casparius

American Enterprise Investment Services Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Edward? Claim Your Profile

About Edward Werner Casparius

Edward Casparius is a financial professional with over 30 years of experience in the industry. Edward is currently registered with American Enterprise Investment Services Inc. in Minneapolis, Minnesota. Edward has held previous positions with DAVID LERNER ASSOCIATES, INC., REUTERS TRANSACTION SERVICES LLC, RBC CAPITAL MARKETS CORPORATION, MCDONALD INVESTMENTS INC., COMMERZBANK CAPITAL MARKETS CORP., and BEAR, STEARNS & CO. INC. Edward holds the Series 63, Series 7, Series 15, and SIE licenses.

Firm Information

Edward Casparius is currently registered with American Enterprise Investment Services Inc.. American Enterprise Investment Services Inc. is a Corporation formed in April 1990, registered to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been approved for SEC registration and has been involved in 11 regulatory and civil disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Edward Casparius’s Registration & Firm History

MN

07/16/2015 - Present

American Enterprise Investment Services Inc. (Minneapolis MN)

NJ

10/22/2013 - 07/30/2014

DAVID LERNER ASSOCIATES, INC. (PRINCETON NJ)

NY

06/09/2006 - 05/02/2008

REUTERS TRANSACTION SERVICES LLC (NEW YORK NY)

NY

11/05/2002 - 12/17/2004

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

OH

04/02/2001 - 11/07/2002

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

NY

09/26/1989 - 10/19/2000

COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)

NY

04/19/1983 - 10/14/1989

BEAR, STEARNS & CO. INC. (NEW YORK NY)

Not sure if Edward Werner Casparius is right for you?

Licenses & Designations

BC

Issued 11/05/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/2013

Series 7 - General Securities Representative Examination

BC

Issued 05/31/1984

Series 15 - Foreign Currency Options Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Werner Casparius.
Not sure if Edward Werner Casparius is right for you?