Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Sweeney is a financial advisor with over 30 years of experience in the industry. Edward has been registered with LPL Financial LLC since 2021. Prior to that, Edward worked for Waddell & Reed, Morgan Stanley, Citigroup Global Markets Inc., A. G. Edwards & Sons, Inc., ISFA Corporation and Shearson Lehman Brothers Inc. Edward is licensed to provide investment advice in Pennsylvania and Texas. Edward holds Series 7, 9, 10, 15, 23, 24, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/21/2021 - Present
LPL Financial LLC (WYOMISSING PA)
PA
08/30/2013 - 07/21/2021
WADDELL & REED (WYOMISING PA)
PA
06/01/2009 - 09/06/2013
MORGAN STANLEY (YORK PA)
PA
09/22/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (YORK PA)
MO
03/06/1990 - 11/14/1991
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
03/19/1987 - 05/23/1988
ISFA CORPORATION
NA
05/22/1985 - 01/23/1987
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 09/19/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/25/2014
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 07/06/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Edward Sweeney is the right advisor for you? Invested Better is here to help.
