Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Smith is a securities professional with over 25 years of experience in the industry. Edward's current registrations include Series 3, 7, 63, 99TO and SIE. Currently, Edward is registered with CF Secured, LLC and Cantor Fitzgerald & Co. in New York and Jericho. Edward's previous registrations include CITIGROUP GLOBAL MARKETS INC and PAINEWEBBER INCORPORATED. Edward has a strong understanding of the financial markets and has a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/04/2018 - Present
CF Secured, LLC (New York NY)
NY
09/14/1998 - 02/17/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
03/20/1997 - 07/20/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 05/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2001
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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