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Edward Thomas Smelich

Transamerica Financial Advisors, Inc.

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About Edward Thomas Smelich

Edward Smelich has been a registered investment advisor since 1994. Edward is currently affiliated with Transamerica Financial Advisors, Inc. Previously, Edward was with AXA Advisors, LLC, Signator Investors, Inc., MetLife Securities Inc., LPL Financial Corporation, Piper Jaffray & Co., and Royal Alliance Associates, Inc. Edward has also worked as a Results/Success/Life Coach and has been providing financial and investment services for over 28 years.

Firm Information

Edward Smelich is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Edward Smelich’s Registration & Firm History

CA

10/27/2016 - Present

Transamerica Financial Advisors, Inc. (GOLD RIVER CA)

CA

08/12/2011 - 09/27/2016

AXA ADVISORS, LLC (GOLD RIVER CA)

CA

02/18/2011 - 08/03/2011

SIGNATOR INVESTORS, INC. (WALNUT CREEK CA)

CA

06/18/2009 - 03/04/2011

METLIFE SECURITIES INC. (SACRAMENTO CA)

CA

03/17/2005 - 09/22/2009

LPL FINANCIAL CORPORATION (FOLSOM CA)

MN

01/22/2002 - 04/05/2005

PIPER JAFFRAY & CO. (MINNEAPOLIS MN)

CA

01/25/1999 - 01/14/2002

ACUMENT SECURITIES, INC. (SAN FRANCISCO CA)

AZ

12/01/1994 - 01/04/1999

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 08/10/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/11/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/22/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/09/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/1996

Series 7 - General Securities Representative Examination

BC

Issued 11/09/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Edward Thomas Smelich. Review regulatory record here.
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