Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Thomas Regan is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Edward has been in the financial industry since 1969. Edward is registered with FINRA and the state of Nebraska. Edward is also registered as an investment advisor representative in Texas. Edward has a broad range of experience in the financial services industry. Edward has worked for a number of firms, including CAPTRUST FINANCIAL ADVISORS, LLC, ROBERT W. BAIRD & CO. INCORPORATED, EVEREN SECURITIES, INC., BLUNT ELLIS & LOEWI INCORPORATED, SHEARSON LEHMAN HUTTON INC., E. F. HUTTON & COMPANY INC, DAIN, BOSWORTH INCORPORATED, DEAN WITTER REYNOLDS INC., DEAN WITTER & CO. INCORPORATED and CHILES, HEIDER & CO., INC. Edward holds a number of securities licenses, including Series 7TO, SIE, 15, 5, PC, 16, 000, 1, 9, 10, 4, 63 and 65. Edward is a specialist in retirement planning, estate planning, college savings, and investment management. Edward has a deep understanding of the financial markets and can help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
09/07/2016 - Present
Wells Fargo Advisors Financial Network, LLC (OMAHA NE)
NC
05/12/2000 - 06/15/2002
CAPTRUST FINANCIAL ADVISORS, LLC (CHARLOTTE NC)
WI
11/29/1993 - 05/15/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MO
09/04/1990 - 12/07/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
05/14/1990 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NY
05/14/1988 - 06/07/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
06/16/1986 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
06/26/1969 - 06/24/1986
DAIN, BOSWORTH INCORPORATED
NA
06/26/1969 - 01/22/1985
E. F. HUTTON & COMPANY INC
NA
02/24/1978 - 09/17/1979
DEAN WITTER REYNOLDS INC.
NA
01/19/1976 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
NA
09/18/1974 - 01/22/1976
CHILES, HEIDER & CO., INC.
NA
07/08/1969 - 11/10/1974
DEAN WITTER & CO. INCORPORATED
IA
Issued 12/22/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/20/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/1980
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 02/05/1982
Series 5 - Interest Rate Options Examination
BC
Issued 02/16/1979
PC - AMEX Put and Call Exam
BC
Issued 10/23/1975
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 06/26/1969
Series 000 - General Securities Principal Examination
BC
Issued 06/26/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Edward Regan is the right advisor for you? Invested Better is here to help.
