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Edward Thomas McElwreath

Arbor Research & Trading, LLC

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About Edward Thomas McElwreath

Edward McElwreath has been active in the financial services industry since 1988. Edward is currently registered with Arbor Research & Trading, LLC in LAKE BARRINGTON, IL. Edward has been registered with this firm since 1/24/2005. Previously, Edward was affiliated with Javelin Securities, LLC in COHASSET, MA. Edward holds Series 63, Series 7, Series 24, Series 79TO and SIE licenses.

Firm Information

Edward McElwreath is currently registered with Arbor Research & Trading, LLC. Arbor Research & Trading, LLC is a Limited Liability Company formed in June 2012. The firm is registered with the SEC and in 18 states.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward McElwreath’s Registration & Firm History

IL

01/24/2005 - Present

Arbor Research & Trading, LLC (LAKE BARRINGTON IL)

MA

01/10/2013 - 01/31/2024

JAVELIN SECURITIES, LLC (COHASSET MA)

UT

05/13/2004 - 08/24/2004

ZIONS INVESTMENT SECURITIES, INC. (SALT LAKE CITY UT)

NY

05/08/2002 - 05/03/2004

REFCO SECURITIES, LLC (NEW YORK NY)

NY

06/13/2001 - 09/13/2001

THREE RIVERS SECURITIES LLC (NEW YORK NY)

NJ

03/19/1999 - 05/26/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

06/11/1993 - 10/06/1998

CITICORP SECURITIES, INC. (NEW YORK NY)

NY

05/12/1998 - 09/02/1998

NEPTUNE SECURITIES FINANCE, LLC (NEW YORK NY)

NY

05/28/1991 - 06/02/1993

EASTBRIDGE CAPITAL INC. (NEW YORK NY)

NY

03/16/1990 - 02/19/1991

DEUTSCHE BANK CAPITAL CORPORATION (NEW YORK NY)

NA

02/13/1989 - 02/05/1991

DEUTSCHE BANK GOVERNMENT SECURITIES, INC

NA

12/09/1986 - 02/14/1989

NOMURA SECURITIES INTERNATIONAL, INC.

NA

10/21/1985 - 12/23/1986

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 09/17/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/10/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Edward Thomas McElwreath. Review regulatory record here.
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