Unclaimed
Edward Conrad is a financial professional with over 7 years of experience in the industry. Edward is currently registered with Houlihan Lokey Capital, Inc. in New York, New York. Prior to joining Houlihan Lokey Capital, Inc., Edward was employed by UBS Securities LLC and Probitas Funds Group, LLC. Edward has successfully passed the Series 7, Series 63, Series 79, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/18/2020 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
05/04/2016 - 08/27/2020
UBS SECURITIES LLC (NEW YORK NY)
NY
03/18/2013 - 04/11/2016
PROBITAS FUNDS GROUP, LLC (NEW YORK NY)
BC
Issued 02/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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