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Edward Theodore Gurka

Northwestern Mutual Investment Services, LLC

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About Edward Theodore Gurka

Edward Theodore Gurka is a financial advisor with Northwestern Mutual Investment Services, LLC. He has been in the financial industry since March 2009. Edward is registered with FINRA and holds Series 6, 7, 26, 63 and 66 licenses. He is also registered to sell securities in Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Iowa, Kentucky, Maryland, Massachusetts, Minnesota, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, Tennessee, Texas, Virginia, and Washington. Edward is a dedicated professional with a commitment to providing clients with personalized financial advice and services.

Firm Information

Edward Gurka is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Edward Gurka’s Registration & Firm History

NJ

03/18/2009 - Present

Northwestern Mutual Investment Services, LLC (PARAMUS NJ)

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Licenses & Designations

BOTH

Issued 02/29/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/13/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/08/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2011

Series 7 - General Securities Representative Examination

BC

Issued 03/16/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Theodore Gurka.
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