Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Rich is an investment advisor representative who has been in the industry since 1995. Edward is currently registered with Empower Advisory Group, LLC and has been with the firm since October 2021. Edward has previously worked with several other firms including FSC Securities Corporation, Sagepoint Financial, Inc., Woodbury Financial Services, Inc., Royal Alliance Associates, Inc., Signator Investors, Inc., John Hancock Distributors LLC, Fidelity Investments Institutional Services Company, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Edward is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
10/20/2021 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
GA
02/13/2019 - 04/06/2021
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
02/13/2019 - 04/06/2021
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
02/13/2019 - 04/06/2021
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
AZ
12/05/2018 - 04/06/2021
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MA
07/28/2006 - 11/05/2018
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
01/13/2015 - 12/28/2015
SIGNATOR FINANCIAL SERVICES, INC. (BOSTON MA)
MA
08/31/2004 - 08/01/2006
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
03/18/2003 - 07/26/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
RI
01/27/2000 - 08/16/2002
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
05/04/1998 - 01/12/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
NY
10/10/1996 - 03/27/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/18/1996 - 08/28/1996
JOHN HANCOCK DISTRIBUTORS, INC.
MA
08/27/1993 - 08/28/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
08/27/1993 - 08/28/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 07/08/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/26/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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