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Edward Stowe Spofford

Vanguard Marketing Corp.

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About Edward Stowe Spofford

Edward Stowe Spofford has been in the securities industry since 1998 and is currently registered with Vanguard Marketing Corp. Edward is licensed to conduct business in Pennsylvania. Edward has held previous positions with Kildare Capital, Inc., Banc of America Investment Services, Inc., Wilmington Brokerage Services Company, Commonwealth Capital Securities Corp., and S. W. Ryan & Company, Inc.

Firm Information

Edward Spofford is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

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Fee Structure

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Edward Spofford’s Registration & Firm History

PA

02/10/2011 - Present

Vanguard Marketing Corp. (MALVERN PA)

PA

06/24/2010 - 02/11/2011

KILDARE CAPITAL, INC. (BERWYN PA)

PA

01/03/2007 - 09/04/2008

BANC OF AMERICA INVESTMENT SERVICES, INC. (WEST CONSHOHOCKEN PA)

DE

07/30/2001 - 12/15/2006

WILMINGTON BROKERAGE SERVICES COMPANY (WILMINGTON DE)

FL

09/15/1998 - 07/25/2000

COMMONWEALTH CAPITAL SECURITIES CORP. (TARPON SPRINGS FL)

PA

01/03/1998 - 09/11/1998

S. W. RYAN & COMPANY, INC. (WEST CONSHOHOCKEN PA)

PA

09/26/1994 - 01/01/1996

CRESAP, INC. (RADNOR PA)

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Licenses & Designations

BOTH

Issued 12/10/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/28/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Stowe Spofford.
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