Unclaimed
Edward Stowe Spofford has been in the securities industry since 1998 and is currently registered with Vanguard Marketing Corp. Edward is licensed to conduct business in Pennsylvania. Edward has held previous positions with Kildare Capital, Inc., Banc of America Investment Services, Inc., Wilmington Brokerage Services Company, Commonwealth Capital Securities Corp., and S. W. Ryan & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/10/2011 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
06/24/2010 - 02/11/2011
KILDARE CAPITAL, INC. (BERWYN PA)
PA
01/03/2007 - 09/04/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (WEST CONSHOHOCKEN PA)
DE
07/30/2001 - 12/15/2006
WILMINGTON BROKERAGE SERVICES COMPANY (WILMINGTON DE)
FL
09/15/1998 - 07/25/2000
COMMONWEALTH CAPITAL SECURITIES CORP. (TARPON SPRINGS FL)
PA
01/03/1998 - 09/11/1998
S. W. RYAN & COMPANY, INC. (WEST CONSHOHOCKEN PA)
PA
09/26/1994 - 01/01/1996
CRESAP, INC. (RADNOR PA)
BOTH
Issued 12/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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