Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Simpson is an active broker in the state of North Carolina, associated with Innovation Partners LLC. Edward has been in the securities industry since December 1997 and has experience with a variety of firms, including Western International Securities, Inc., LPL Financial LLC, Morgan Stanley & Co., Incorporated and Wachovia Securities, LLC. Edward holds the Series 63, Series 7, Series 31 and SIE licenses. He is registered in Arizona, Arkansas, California, Missouri, Nevada, and Texas. Edward Simpson's firm offers consulting services to qualified retirement plans, financial planning, pension consulting and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
NC
10/30/2023 - Present
Innovation Partners LLC (CHARLOTTE NC)
CA
02/03/2012 - 11/12/2023
WESTERN INTERNATIONAL SECURITIES, INC. (Campbell CA)
CA
09/10/2007 - 02/16/2012
LPL FINANCIAL LLC (ELK GROVE CA)
CA
04/02/2007 - 09/12/2007
MORGAN STANLEY & CO., INCORPORATED (ORINDA CA)
CA
06/29/2006 - 04/02/2007
MORGAN STANLEY DW INC. (ORINDA CA)
CA
12/14/2001 - 05/25/2006
WACHOVIA SECURITIES, LLC (WALNUT CREEK CA)
MO
11/12/1997 - 12/17/2001
EDWARD JONES (ST. LOUIS MO)
BC
Issued 12/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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