Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Seong wook Shim is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Beverly Hills, CA. Edward has been in the financial services industry since 2003 and holds a variety of licenses and certifications, including Series 7, 63, 65, and 31. He also has experience with JPMorgan Securities LLC and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/25/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BEVERLY HILLS CA)
CA
12/18/2013 - 10/23/2015
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
04/15/1996 - 07/24/2006
MORGAN STANLEY DW INC. (LONG BEACH CA)
BC
Issued 04/16/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/29/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/23/2015
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/26/1996
Series 31 - Futures Managed Funds Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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