Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Scott Smith is a financial advisor currently registered with Private Advisor Group, LLC. He is active in both Broker-Dealer and Investment Advisor capacities. Edward has been working in the financial services industry since 2004. He holds the Series 7, 66 and SIE licenses and is registered in 17 states. Edward has also worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and A. G. Edwards & Sons, Inc. Previously Edward was associated with Western Wealth Management, LLC. Edward Scott Smith provides advisory services including financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
07/31/2024 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
CO
09/21/2007 - 11/10/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOULDER CO)
CO
01/15/2004 - 09/27/2007
A. G. EDWARDS & SONS, INC. (BROOMFIELD CO)
BOTH
Issued 01/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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