Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Scott Lopez is a financial advisor with Fnex Capital, LLC. Edward has over 7 years of experience in the financial services industry, working at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Primary Capital, LLC prior to joining Fnex Capital. Edward holds Series 7, 79, 82, 63, 66 securities licenses and is registered in California and New Mexico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
06/25/2021 - Present
Fnex Capital, LLC (INDIANAPOLIS IN)
CA
06/11/2018 - 06/15/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
CA
01/23/2016 - 04/02/2018
PRIMARY CAPITAL, LLC (Newport Beach CA)
BOTH
Issued 10/22/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/24/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/23/2016
Series 82 - Limited Representative-Private Securities Offerings
Active
Inactive
F
FINRA
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