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Edward Schuhmann

Smbc Nikko Securities America, Inc.

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About Edward Schuhmann

Edward Schuhmann is a securities professional with over 10 years of experience in the industry. Edward currently works at Smbc Nikko Securities America, Inc. in New York, NY. Edward holds the Series 7, Series 63, Series 79TO, Series 99TO and SIE licenses. Edward is licensed to provide investment advice in all 50 states. Prior to joining Smbc Nikko Securities America, Inc., Edward worked at COMMERZ MARKETS LLC and SG AMERICAS SECURITIES, LLC.

Firm Information

Edward Schuhmann is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Schuhmann’s Registration & Firm History

NY

02/06/2020 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

11/15/2017 - 09/16/2019

COMMERZ MARKETS LLC (NEW YORK NY)

NY

05/24/2011 - 11/09/2017

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/03/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 05/29/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Edward Schuhmann.
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