Unclaimed
Edward Schuhmann is a securities professional with over 10 years of experience in the industry. Edward currently works at Smbc Nikko Securities America, Inc. in New York, NY. Edward holds the Series 7, Series 63, Series 79TO, Series 99TO and SIE licenses. Edward is licensed to provide investment advice in all 50 states. Prior to joining Smbc Nikko Securities America, Inc., Edward worked at COMMERZ MARKETS LLC and SG AMERICAS SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/06/2020 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
11/15/2017 - 09/16/2019
COMMERZ MARKETS LLC (NEW YORK NY)
NY
05/24/2011 - 11/09/2017
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 06/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 05/29/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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