Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Pegram is an investment advisor representative with RBC Capital Markets, LLC. Edward Pegram has been in the financial services industry since December 22, 1980. Edward Pegram is registered in 22 states. Edward Pegram's previous employment includes positions at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WELLS FARGO ADVISORS, LLC, JEFFERIES & COMPANY, INC., UBS FINANCIAL SERVICES INC., DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, HAMBRECHT & QUIST LLC, ALEX. BROWN & SONS INCORPORATED, HOMANS, MCGRAW, TRULL, VALEO & CO., INC., MCGRAW,VALEO & CO., INC. and KIDDER, PEABODY & CO. INCORPORATED. Edward Pegram has passed the Series 63, Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/23/2020 - Present
RBC Capital Markets, LLC (WELLESLEY HILLS MA)
MA
12/12/2013 - 07/23/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWTON MA)
MA
11/13/2008 - 12/17/2013
WELLS FARGO ADVISORS, LLC (WALTHAM MA)
MA
07/07/2006 - 11/18/2008
JEFFERIES & COMPANY, INC. (BOSTON MA)
MA
12/06/2002 - 08/01/2006
UBS FINANCIAL SERVICES INC. (BOSTON MA)
NJ
02/25/1997 - 01/09/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
CA
10/07/1991 - 03/06/1997
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NA
05/04/1989 - 10/17/1991
ALEX. BROWN & SONS INCORPORATED
NA
10/10/1985 - 05/25/1989
HOMANS, MCGRAW, TRULL, VALEO & CO., INC.
NA
01/17/1985 - 10/10/1985
MCGRAW,VALEO & CO., INC.
NA
12/22/1980 - 01/15/1985
KIDDER, PEABODY & CO. INCORPORATED
BC
Issued 02/11/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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