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Edward Roy Clark

Calton & Associates, Inc.

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About Edward Roy Clark

Edward Clark is a financial advisor with Calton & Associates, Inc., a firm based in Tampa, FL. Edward is registered in California, Oregon, and Washington, and has been in the financial industry since 1986. Edward has been with Calton & Associates, Inc. since July 2019. Previously, Edward worked for CAPITAL FINANCIAL SERVICES, INC. in Salem, OR, UNITED HERITAGE FINANCIAL SERVICES, INC. in Salem, OR, SUNAMERICA SECURITIES, INC. in Phoenix, AZ, FSC SECURITIES CORPORATION in Atlanta, GA, ANDOVER SECURITIES, INC. in Kansas City, MO, and SOUTHMARK FINANCIAL SERVICES, INC. Edward has Series 6 and Series 63 licenses, as well as the SIE exam.

Firm Information

Edward Clark is currently registered with Calton & Associates, Inc.. Calton & Associates, Inc. is a Florida corporation formed in 1987. Headquartered in Tampa, the firm offers a wide range of advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. With over 375 registered representatives and 221 investment advisory professionals, Calton & Associates manages approximately $1.2 billion in assets for clients, primarily individuals and pension plans. The firm is registered with the SEC and all 53 states.
Calton & Associates, Inc.

2701 N. ROCKY POINT DRIVE

TAMPA, FL 33607

$1.22B

Assets Under Management

Not reported

Total Clients

231

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Edward Clark’s Registration & Firm History

OR

07/02/2019 - Present

Calton & Associates, Inc. (Salem OR)

OR

03/07/2007 - 06/28/2019

CAPITAL FINANCIAL SERVICES, INC. (SALEM OR)

OR

01/13/2004 - 03/07/2007

UNITED HERITAGE FINANCIAL SERVICES, INC. (SALEM OR)

AZ

05/13/1996 - 12/31/2003

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

GA

01/01/1996 - 05/14/1996

FSC SECURITIES CORPORATION (ATLANTA GA)

MO

11/30/1994 - 01/01/1996

ANDOVER SECURITIES, INC. (KANSAS CITY MO)

AZ

06/18/1989 - 11/23/1994

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

NA

10/23/1986 - 06/18/1989

SOUTHMARK FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 03/12/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Edward Roy Clark. Review regulatory record here.
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