Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Rogers Warley is a financial professional with over 20 years of experience in the industry. Currently, Edward is registered with Intercoastal Capital Markets, Inc. in Boca Raton, FL. Edward has held previous positions with Oppenheimer & Co. Inc., Tradeweb Direct LLC, WNJ Capital, Inc., C & CO/PRINCERIDGE LLC, The Huntington Investment Company, Jefferies & Company, Inc., Jesup & Lamont Securities Corp, R. Seelaus & Co.,INC., Banc of America Investment Services, Inc., Quick & Reilly, Inc., Kimball & Cross Investment Management Corp, Barclay Investments, Inc., The Boston Group, C.A. Atlantic Securities, Inc., and Thomas James Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/22/2019 - Present
Intercoastal Capital Markets, Inc. (BOCA RATON FL)
MA
08/02/2018 - 01/18/2019
OPPENHEIMER & CO. INC. (BOSTON MA)
NY
10/05/2015 - 01/27/2017
TRADEWEB DIRECT LLC (NEW YORK NY)
MA
02/28/2014 - 01/15/2015
WNJ CAPITAL, INC. (Walpole MA)
NY
07/05/2012 - 10/18/2013
C & CO/PRINCERIDGE LLC (NEW YORK NY)
MA
06/08/2011 - 06/12/2012
THE HUNTINGTON INVESTMENT COMPANY (NEWTON MA)
MA
09/01/2009 - 04/14/2011
JEFFERIES & COMPANY, INC. (BOSTON MA)
MA
01/08/2009 - 08/31/2009
JESUP & LAMONT SECURITIES CORP (BOSTON MA)
MA
11/06/2006 - 01/05/2009
R. SEELAUS & CO.,INC. (BOSTON MA)
MA
10/20/2004 - 11/08/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
07/08/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
11/24/1997 - 02/12/2002
KIMBALL & CROSS INVESTMENT MANAGEMENT CORP. (BOSTON MA)
NY
08/20/1997 - 11/04/1997
BARCLAY INVESTMENTS, INC. (NEW YORK NY)
CA
06/26/1996 - 02/05/1997
THE BOSTON GROUP (LOS ANGELES CA)
MA
10/25/1994 - 02/17/1995
C.A. ATLANTIC SECURITIES, INC. (BOSTON MA)
NY
11/16/1992 - 08/01/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 09/24/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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