Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Phillipp is an investment advisor representative with Stifel, Nicolaus & Company, Inc. Edward has been in the securities industry since 1976. Edward has also been registered with the Securities and Exchange Commission as an investment adviser representative since 1992. Edward has experience working with a variety of clients, including high-net-worth individuals, institutions, and corporations. Edward specializes in providing financial planning, portfolio management, and investment advisory services. Edward is committed to providing clients with personalized advice and services tailored to their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (CHICAGO IL)
IL
09/22/2008 - 12/04/2015
BARCLAYS CAPITAL INC. (CHICAGO IL)
IL
06/26/1984 - 09/22/2008
LEHMAN BROTHERS INC. (CHICAGO IL)
NA
08/27/1979 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
09/26/1978 - 09/20/1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/22/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 07/21/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/09/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1999
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1979
PC - AMEX Put and Call Exam
BC
Issued 08/19/1976
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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