Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Moran is a financial advisor with over six years of experience in the industry. Edward is currently registered with Btig, LLC and holds Series 3, 57TO, SIE, and 7 licenses. Edward is registered with the states of California, Connecticut, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, and Texas. Edward was previously registered with AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/01/2019 - Present
Btig, LLC (SAN FRANCISCO CA)
CA
10/25/2016 - 03/29/2019
AXA ADVISORS, LLC (SAN FRANCISCO CA)
BOTH
Issued 02/21/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/2023
Series 3 - National Commodity Futures Examination
BC
Issued 06/01/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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