Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Robert Lainfiesta is a securities professional with over 30 years of experience in the financial services industry. Edward is currently a Registered Representative of Roth Capital Partners, LLC. Edward's previous roles include positions at Seaport Global Securities LLC, GHS Trading LLC, Global Hunter Securities, LLC, and Cruttenden Roth Incorporated. Edward has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
NY
11/18/2019 - Present
Roth Capital Partners, LLC (NEW YORK NY)
CA
10/02/2014 - 11/08/2019
SEAPORT GLOBAL SECURITIES LLC (COSTA MESA CA)
CA
10/02/2012 - 12/11/2017
GHS TRADING LLC (COSTA MESA CA)
CA
05/30/2007 - 07/06/2015
GLOBAL HUNTER SECURITIES, LLC (COSTA MESA CA)
CA
05/17/2001 - 02/28/2007
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
CA
04/23/1999 - 05/05/2000
E*OFFERING (SAN FRANCISCO CA)
CA
04/14/1997 - 03/01/1999
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
CA
05/18/1995 - 04/04/1997
CRUTTENDEN ROTH INCORPORATED (NEWPORT BEACH CA)
NJ
11/30/1994 - 03/31/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
10/21/1994 - 11/10/1994
BARABAN SECURITIES, INC. (LOS ANGELES CA)
NA
03/16/1988 - 01/20/1989
HAMBRECHT & QUIST INCORPORATED
NA
11/06/1984 - 03/15/1988
SHEARSON LEHMAN HUTTON INC.
NA
06/22/1983 - 11/05/1984
E. F. HUTTON & COMPANY INC
BC
Issued 12/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
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