Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Robert Doughty is a financial advisor with LPL Financial LLC. Edward has been in the financial services industry since 1994. Edward has a wide range of experience, including working for Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Edward holds several licenses, including Series 7, Series 24, Series 31, and Series 63. Edward is also a Certified Financial Planner. Edward provides financial planning, portfolio management, and consulting services to individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
10/22/2009 - Present
LPL Financial LLC (CHARLOTTE NC)
NC
06/01/2009 - 11/11/2009
MORGAN STANLEY SMITH BARNEY (CHARLOTTE NC)
NC
02/01/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
IA
Issued 04/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 01/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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