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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Robert Cook is a financial advisor with over 39 years of experience. Edward Robert Cook currently works for Morgan Stanley in Rapid City, SD. Edward Robert Cook has been registered with the Securities and Exchange Commission (SEC) since 1983. Edward Robert Cook has passed a number of industry exams, including the Series 7, Series 63, Series 8, and Series 65 exams. Edward Robert Cook has been associated with UBS Financial Services Inc., Piper Jaffray & Co., Wedbush Morgan Securities Inc., Drexel Burnham Lambert Incorporated, and Piper, Jaffray & Hopwood Incorporated. Edward Robert Cook's specializations include Investment Planning, Retirement Planning, Estate Planning, Education Planning, and Insurance Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
SD
04/02/2020 - Present
Morgan Stanley (Rapid City SD)
SD
08/12/2006 - 09/14/2011
UBS FINANCIAL SERVICES INC. (RAPID CITY SD)
SD
05/06/1994 - 08/12/2006
PIPER JAFFRAY & CO. (RAPID CITY SD)
CA
07/23/1985 - 05/04/1994
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NA
05/02/1985 - 08/01/1985
DREXEL BURNHAM LAMBERT INCORPORATED
NA
07/21/1983 - 05/07/1985
PIPER, JAFFRAY & HOPWOOD INCORPORATED
IA
Issued 08/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/28/1983
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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