linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Edward Rife Smith

Union Square Advisors LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Edward? Claim Your Profile

About Edward Rife Smith

Edward Rife Smith is a financial advisor with over 20 years of experience in the industry. Edward currently works at Union Square Advisors LLC in San Francisco, CA. Edward has a wide range of experience in the financial services industry, having worked at several firms including Credit Suisse First Boston LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Edward is registered in 15 states including California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Pennsylvania, Texas, Utah, and Virginia. Edward holds Series 7, 24, 63, 79TO, 99TO and SIE licenses.

Firm Information

Edward Smith is currently registered with Union Square Advisors LLC. Union Square Advisors LLC is a Limited Liability Company formed in June 2006 and is registered with the SEC and 21 states.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Edward Smith’s Registration & Firm History

CA

01/09/2007 - Present

Union Square Advisors LLC (SAN FRANCISCO CA)

NY

08/15/2000 - 10/06/2005

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NJ

11/03/2000 - 09/19/2002

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

Not sure if Edward Rife Smith is right for you?

Licenses & Designations

BC

Issued 12/11/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/07/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Rife Smith.
Not sure if Edward Rife Smith is right for you?