Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Riepe is a financial advisor who has been in the industry since 1998. Edward is currently registered with Morgan Stanley in Melville, NY. Edward has a diverse background in the financial services industry, having previously worked at HSBC Securities (USA) Inc. and McLaughlin, Piven, Vogel Securities, Inc. Edward holds several licenses, including Series 7, 6, 63, 65, 9, and 10. Edward has a Certified Financial Planner designation and is also a Registered Principal. Edward is registered to provide investment advice in several states, including New York, Connecticut, Maryland, New Jersey, and Texas. Edward has a strong track record of providing investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
10/02/2020 - Present
Morgan Stanley (Melville NY)
NY
09/26/2008 - 11/02/2020
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
07/06/1998 - 09/11/2008
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
IA
Issued 01/12/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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