Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Rice is an active financial advisor with over 40 years of experience in the industry. He currently holds registrations with J.p. Morgan Securities LLC and J.p. Morgan Private Wealth Advisors LLC in California and Texas. Edward Rice has previously held registrations with First Republic Securities Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Montgomery Securities, Hambrecht & Quist Incorporated, and E. F. Hutton & Company Inc. Edward Rice is a licensed securities agent and investment advisor representative. He holds Series 7, 8, 9, 10, 31, 63, and 65 licenses. Edward Rice provides a wide range of financial services to individual and institutional clients, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
01/17/2024 - Present
J.p. Morgan Securities LLC (San Francisco CA)
CA
11/04/2022 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
CA
08/10/2007 - 11/07/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
NJ
01/02/1996 - 08/21/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CA
04/06/1990 - 01/18/1996
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
CA
01/06/1988 - 05/04/1990
HAMBRECHT & QUIST INCORPORATED (SAN FRANCISCO CA)
NA
03/25/1982 - 02/23/1988
E. F. HUTTON & COMPANY INC
NA
03/23/1981 - 02/22/1982
FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
IA
Issued 03/04/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/29/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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